Texts, Society, and Time
or,
Why it Helps to Read Great Books
by
Constantin Fasolt
All rights reserved1
Let me begin by quoting a few lines from a speech that was given
by Macaulay in 1831. Listen closely and try to keep in mind what
he says. I am not going to comment on it now, but I shall return
to it at the end of this lecture. Here is what he said: "It
is now time for us to pay a decent, a rational, a manly reverence
to our ancestors, not by superstitiously adhering to what they,
in other circumstances, did, but by doing what they, in our circumstances,
would have done."2 I have been asked to speak about core texts
in the social sciences.3 That is a big task. I shall try to make
it more manageable by dividing it into three parts. The first of
these is about baseball. Yes, that is exactly what I said: baseball.
Baseball is useful because I can assume that most of you are familiar
with it. So I do not need to waste any time on describing it, but
can go straight to the reason why it is relevant to my purpose.
And the reason is that baseball consists of a certain group of people
behaving according to certain rules. A certain group of people behaving
according to certain rules may seem to be a very simple thing, but
it has complicated consequences. For example, it divides human beings
into two groups: those who play baseball, and those who do not.
Baseball players are different from other people, and the difference
manifests itself in two basic ways. On the one hand, all of them
differ equally from all of us, because all of them are baseball
players, and all of us are not. On the other hand, they also differ
from each other. Some players are good at throwing. You put those
on the mound and call them pitcher. Others are good at catching.
You put those behind the plate and call them catcher. Some are not
good enough to play in the major leagues. You put those in the minor
leagues. And so on.
You might think that you cannot combine equality with difference.
But baseball proves that this is not so. The equality that unites
all baseball players with each other goes quite happily together
with the differences that divide shortstops from first basemen and
pitchers from catchers, not to mention the difference that separates
all of us from all of them. In baseball, in other words, the relationship
between equality and difference is not exclusive but complementary.
Something similar can be said about freedom and obedience in relation
to baseball. On the one hand, baseball players have the freedom
to do things that other people do not do: they get to play ball,
they may even get to play it in Yankee Stadium, and they travel
a lot. On the other hand, they suffer real limitations upon their
freedom. For example, they are not allowed to play with an inflated
ball that is pointed at both ends, nor are they allowed to tackle
members of the opposing team. The rest of us are free to do those
things. But not baseball players, for the simple reason that they
would not be baseball players if they did. They would be football
players. Baseball players must play according to the rules of baseball,
and the rules of baseball happen to prohibit the use of inflated
balls that are pointed at both ends quite effectively and, somewhat
less effectively, the tackling of other players. Baseball players
thus differ from the rest of us, not only by a complementary package
of equality and difference, but also by a peculiar combination of
obedience and freedom: obedience to rules that we do not need to
obey and freedom to do things that we do not get to do.
The most important consequence that follows from the existence
of a group of people behaving according to certain rules, however,
is a distinction between two fundamentally different kinds of conflict.
One is conflict according to those rules, and the other is conflict
about those rules. Conflict according to the rules is what baseball
is all about. The game, after all, consists of teams competing with
each other for victory. And there is a person to make sure that
the rules will not be violated. He is called the umpire. Conflict
about the rules, on the other hand, arises when the rules themselves
are in dispute -- for example, whether pitchers should be allowed
to have another player take their place when it is their turn to
bat. This kind of conflict is fundamentally different from the first,
because it cannot be settled by playing the game or by consulting
the umpires. It is settled by stepping out of the game and deliberating
on the reasons for whichever rule is in dispute. The difference
is absolutely crucial. Conflict according to the rules is settled
by doing what you are supposed to do as a baseball player: play
the game. Conflict about the rules is settled by stopping what you
are supposed to do as a baseball player and reflecting on the rules
of the game instead.
There are many other consequences that follow from the existence
of a group of people behaving according to certain rules. But this
is enough to clarify that such consequences can be problematic.
Someone in a peculiar frame of mind might very well object to the
exclusive line that divides baseball players from the rest of us,
to the differences by which they are separated from each other,
to the special freedom that they enjoy, and to the strict obedience
they are expected to render to the rules. Most of us do not object.
We put up with those consequences because they are necessary to
solve the fundamental problem of baseball. And the fundamental problem
of baseball, of course, is to win according to the rules.
By now it has probably occurred to you why I have been talking
about baseball at such length. Baseball is an analogy for society,
and society is the subject of the second part of this lecture.
Society, like baseball, consists of a certain group of people who
obey certain rules. Hence baseball and society have a lot in common.
For example, members of a given society are all equal in that they
belong to that particular society and are divided from members of
other societies. On the other hand, they are also divided from each
other by many differences between them. These differences are determined
quite differently in different societies depending, for example,
on whether or not a given society thinks personal status is more
important than personal merit, or wealth more important than knowledge,
or athletic ability more important than academic credentials. But
whatever the criterion, there is a real hierarchy in every society,
just as there is in baseball.
Again, members of one society enjoy certain freedoms that are denied
to the members of others. Citizens of the United States of America,
for example, enjoy the right to put themselves up for election as
president, such as it is. Those who are not American citizens do
not have that right. In return the same citizens are expected to
obey certain rules that are similarly unique to the United States
of America, for example, the rule that obliges them to deal with
the Internal Revenue Service. And there is also the distinction
between conflict according to the rules and conflict about the rules.
Conflict according to the rules is what society is all about: in
society you try to get ahead, fair and square. Conflict about the
rules, on the other hand, occurs, when the members of society disagree
about the justice of the rules according to which they are expected
to conduct themselves. And again, that conflict is not settled by
doing what society is all about, but by consulting an oracle, asking
the advice of the elders, or engaging in public debate, to mention
three of the most popular things that people like to do in order
to settle conflict about the rules.
You might therefore conclude that the fundamental problem of society
is like the fundamental problem of baseball. In that case the fundamental
problem of society would be how to get ahead according to the rules.
If that were all, the fundamental problem of society could be solved
by means quite similar to those we use for baseball: a system of
rules, a combination of equality and difference, a mixture of obedience
and freedom, reflection upon the rules, umpires, and so on. That
would be difficult enough. People always test the limits of the
rules, because that way they have a better chance to win. Some of
them even break the rules, in baseball no less than in society.
Still, if that were all, the difficulties that would have to be
mastered in order to solve the fundamental problem of society would
only be practical. In principle, at least, it should be no more
difficult to master them in society by finding the right rules and
making sure that people obey them than it is in baseball.
Unfortunately that is not so. For, in spite of everything I may
have led you to believe so far, the fact of the matter is that the
analogy between baseball and society takes you only so far. Society
differs from baseball in some very interesting ways, and the chief
reason why I brought up baseball in the first place was to clarify
how deep those differences go. The most obvious difference between
society and baseball is that you do not choose to become a member
of society. Society is something you are born into. Nobody is born
a pitcher, but everybody is born a member of some society. The society
may be small, as in the case of a family, and it may be large, as
in the case of China. But no matter how large or small, you are
invariably born as a member of one. Joining society is not a matter
of choice. It may be a matter of chance, of fate, of laws of nature,
or even of providence, but it is definitely not a matter of choice.
It is similar with leaving society. True, you can choose to retire
from society, just as you can retire from baseball, but it is more
difficult. Even hermits belong to society in some way, and the only
way to retire from society completely is to die. For all practical
purposes society may therefore be defined as a kind of group that
you join when you are born and that you leave when you die.
That changes the nature of the game. This particular game is one
that you have no choice but to play, whether you like it or not.
And the stakes are high. In baseball you play to win the world series,
and you get another chance next year. In society, you play with
your life, and you get a single chance. Consequences that are merely
potentially objectionable in baseball therefore become actually
objectionable in society. Few people complain about the exclusive
line that divides baseball players from the rest of us because nobody
is forced to become a baseball player in the first place. But there
is good reason to complain when people are forced to join a particular
society for no other reason than where they were born -- and there
is even more reason to complain if they were born to a team that
keeps losing.
Moreover, the rules of society are quite unlike those of baseball.
For one thing, we do not know exactly where they come from. In baseball
we know. The rules of baseball came into this world on "June
19, 1846, when Alexander Cartwright, baseball's James Madison, its
foremost constitutionalist, went to Hoboken and organized the first
game under rules recognizable as the antecedents of modern baseball."4
In society we are not sure. Some rules are clearly made by people;
the Constitution of the United States of America, for example. Others
are clearly made by nature; the rule according to which men and
women must cooperate in some fashion in order to produce children,
for example. But others are on the borderline, such as the rule
that you may not marry your first cousin, or the rule that all human
beings are born free and equal. Some people believe that rules like
these are made by nature. Other people do not. But nobody really
knows for sure.
Another difference between the rules of baseball and society is
this: the rules of society are so difficult to know that most of
us must play without knowing what they are. That is obvious for
babies. They do not know the rules at all, because they have no
way of knowing them. But it is just as true for grownups. That is
in part because some of the most important rules of society are
unwritten, never mind that the penalties for violating them can
be very serious indeed. Such is usually the case with the rules
having to do with speaking, dressing, and the natural functions,
for example. In part it is also because even written rules are difficult
to know. I, for example, have never had a chance to read the US
Criminal Code cover to cover and I would be surprised if a single
person in this room had -- and this in spite of the fact that the
US Criminal Code contains only those very few rules that we consider
so important as to sanction them by particularly severe penalties.
Most important, the rules of society, written as well as unwritten,
are difficult to know because they keep changing. That is easy enough
to observe if you travel. There is nothing like a trip abroad to
teach you that things you had always considered to be good and honorable
are of little use to you abroad and may even be treated with contempt;
baseball, for example. That is one of the reasons why I think travel
abroad ought to be one of the most important ingredients in everybody's
education. But you do not need to travel in order to have that experience.
All you have to do is wait. If you wait long enough, and sometimes
that is not long at all, things that you considered indecent and
wrong become perfectly normal, even commendable, and things that
you considered perfectly normal suddenly become detestable. That
is especially clear with changes in the language. We all know that
many words and expressions have been banished from polite language
even though only a short while ago they may have seemed not only
harmless, but even a definite improvement on still older words and
expressions. It is no different with some of the more basic rules
of justice. The rule according to which people of high social standing
ought to be punished more lightly for the same crime than people
of low social standing, for example, used to be one of the most
deeply respected rules of medieval and early modern Europe, just
as it was in many other status-oriented societies -- but it seems
quite unacceptable today. And the rule according to which you must
be a man in order to vote governed the members of this society (need
I remind you?) until 1920, when the Nineteenth Amendment to the
Constitution gave national suffrage to women. In short, even if
it were possible to know all the written and unwritten rules of
society, that knowledge would soon become woefully inadequate. The
single most important difference between society and baseball, however,
is not about rules or their origins or the difficulty of knowing
them, but about time. Society never stops. There are no intermissions,
no off-seasons, no seventh-inning stretches.5 You play all the time,
during every moment of your life, from birth to death. There is
no way to stop the game. Hence it is impossible in principle to
distinguish conflict according to the rules of society clearly from
conflict about the rules of society. In society you can never be
sure about the difference between changing the rules and playing
the game. You have to deal with both at the same time. In society
changing the rules is part of playing the game. Perhaps it is even
the most important part.6
That is why society comes without umpires. True, we have people
like umpires -- an entire judicial system and even a supreme court,
and we should be glad that we do. We also have legislative bodies
that devote themselves to formulating the best possible rules for
society. Such institutions allow us to step outside society in a
manner of speaking. But they do so only in a manner of speaking
because they are themselves a part of society, not separate from
it. The judges who send us to prison or let us go free, the lawyers
who defend us or prosecute us, and the senators who represent us
are among the very people with whom we play the game. Their presence
can reduce, but it cannot abolish, the likelihood that conflict
according to the rules will be mixed up with conflict about the
rules. Society, in other words, is a game that is stacked against
all players. It is a game that you are forced to play, as long as
you live, according to rules that you do not know very well and
that keep changing on you, without an umpire to turn to. Society
is confusing and dangerous. It is confusing, because the rules are
unclear. It is dangerous because unclear rules make it likely that
conflict will prove impossible to resolve by any other method than
that uniquely human form of dispute settlement that we call war.
Imagine a very, very large playing field. Imagine that it is filled
with millions of different people. Imagine that each of these people
knows one particular kind of game, and that the number of different
games is incalculable: not only football, baseball, hockey, basketball,
handball, soccer, and so on, but many, many more. Now mix in a lot
of children. Imagine that all of these people, including the children,
are told to play together. Imagine that they are not allowed to
stop at any time until they die and that they are not told which
rules they are supposed to follow. Imagine that they are not even
supposed to know the rules because the object of the game is to
find out what those rules are. Imagine that the only way to find
out the rules that they do not know is to play according to the
rules that they do know. And imagine finally that the rules they
are supposed to find out change with every move they make. If you
can imagine all of that, you will have a reasonably accurate picture
of the fundamental problem of society.
The fundamental problem of society thus is quite different from
the fundamental problem of baseball. It is not simply how to win
according to the rules of the game. It is how to win a game that
you do not know by playing a game that you do know.
How can that problem be solved? I do not know the answer to that
question, and I have a hunch that it is about as insoluble as the
puzzle about that Cretan who is supposed to have said that all Cretans
are liars. It does not matter whether you believe him or not. In
either case you run into a blatant contradiction. But I do know
this. If there is a solution to the fundamental problem of society,
it will never be found unless two obstacles are first moved out
of the way. One of these obstacles is ignorance of the rules of
the game. You are certainly not going to solve the problem by throwing
out rules altogether. If the players do not know any rules, they
do not even stand a chance of playing a game, much less of winning.
The other obstacle is the confusion that stems from identifying
too closely with any particular game. All players in society must
be prepared to stand above whichever game they happen to be playing.
Otherwise they will never recognize that the player who just tackled
them is not necessarily an unusually violent baseball player, but
may just happen to be an unusually gentle football player.
In the third part of this lecture I should like to persuade you
that, apart from travelling abroad, the books we are accustomed
to call "core texts" or "great books" are the
most effective means we have to remove both of these obstacles.
They teach us the rules of many games, and at the very same time
they teach us not to identify with any particular game too closely.
I do not want to spend much time explaining how the great books
teach us about the rules of the game. It seems obvious to me that
that is precisely what they do, and I will simply assume that it
seems obvious to you as well. Books like the Bible, Homer's Iliad
and Odyssey, Herodotus' History, Thucydides' Peloponnesian War,
Plato's Republic, Aristotle's Politics, Epictetus' Enchiridion,
Cicero's On the Commonwealth, Vergil's Aeneid, Tacitus' Annals,
St. Augustine's City of God, The Song of Roland, Abelard's History
of His Calamities, Thomas Aquinas' Sum of Theology, Machiavelli's
Prince, Luther's On Christian Liberty, Calvin's Institutes, Montaigne's
Essays, Descartes' Discourse on Method, Hobbes' Leviathan, Locke's
Second Treatise of Government, Hume's Enquiry Concerning Principles
of Morals, Rousseau's Social Contract, Kant's Groundwork of the
Metaphysics of Morals, Adam Smith's Wealth of Nations, Hegel's Philosophy
of History, Tocqueville's Democracy in America, Mill's On Liberty,
Marx' Capital, Nietzsche's Genealogy of Morals, and Freud's Civilization
and its Discontents -- to mention in one breath some of the more
familiar titles on the list of great books written in one part of
the world -- books like these devote so many pages to specifying,
depicting, revealing, analysing, defending, attacking, and otherwise
elaborating the rules of society that it seems unnecessary to belabor
the point.
Belaboring it might even be counterproductive. For I am not at
all sure that ignorance of the rules is the more forbidding of the
two obstacles I have just mentioned. Do not misunderstand me. Ignorance
of the rules is a serious problem. To my mind it is one of the two
chief obstacles that prevent us from getting society to work as
we all wish it would. And I am convinced that studying texts like
the ones I just mentioned (though not necessarily those particular
ones) is one of the best means we have to overcome that obstacle.
It may even be, though I doubt it, that ignorance of the rules demands
our special attention at the present time because it appears to
be growing.
On the other hand, however, I also believe that over the long run
of human history the second obstacle has turned out to be far more
difficult to overcome. What is astonishing about the human race
in general is not at all how little we know about rules, but how
much, and how reluctant we are to change our game, even when the
rules we know turn out to be as useless as pitching in football
or haruspication in the stock exchange. I understand the reluctance.
Most of the miracles accomplished by language, writing, and social
cooperation would be impossible without obedience to rules. No wonder
people are attached to them. But the more deeply they are invested
in any particular game, the less likely they will be able to adjust
to change. Change, however, is inevitable. From my point of view,
therefore, and to quote Will Rogers, "the problem ain't what
people don't know. The problem is what people do know that just
ain't so."
The books I have just mentioned thus have another role to play
besides removing ignorance of the rules, namely, detaching us from
any particular game. Let me distinguish three ways in which they
do so. One is that they invariably confront us with rules that are
totally different from our own. That is only natural. Most core
texts come from very different times and places. Since society is
a matter of rules that change over time, it is only to be expected
that the rules embodied in these texts are different from our own.
As a result good core texts are invariably shocking -- unless, of
course, they have been edited or read in such a way as to conceal
how profoundly they conflict with the rules that we cherish.
Take, for example, what Plato said about children (that they ought
not know their parents) and marriage (that the ruling men should
share their women), what Aristotle said about slavery (that it was
natural), what Saint Paul said about impurity (that nothing is impure
in itself), and what Moses said to the Levites after they had killed
3,000 worshippers of the Golden Calf at Mount Sinai: "Today
you have consecrated yourselves to the Lord completely, because
you have turned each against his own son and his own brother and
so have this day brought a blessing upon yourselves."7 My students
are quite properly shocked when they hear such things.8 For many
of them it is the first time that they have the slightest inkling
of the possibility that their notions of right and wrong are not
altogether obvious, that the founding father of western philosophy
regarded the existence of families as a threat to the common good,
and that God might want his followers to kill immediate members
of their family. That shock must be handled with tact, but it must
not be avoided because it is extremely valuable. It wakes you up.
It helps you to recognize that good people may believe shocking
things, that books with which you may have been taught to identify
do not simply confirm whatever you happen to believe, and that books
you may have ignored or rejected can offer unexpected support for
your convictions. It thus also prepares you for the possibility
that whatever you happen to believe might quite possibly be shocking
to someone else.
In the second place, core texts contradict each other. That is
another perfectly natural consequence of the fact that they come
from different times and places. It is, after all, unlikely that
texts from different times and places would disagree with the convictions
of our time and place, and only those of our time and place. Nonetheless
it is worth stressing that it is quite simply impossible to reconcile,
for example, what St. Augustine says about the legitimate use of
force against dissenters with what John Locke says about the same
subject, or what Thomas Aquinas says about the existence of God
with what Kant says about it. The contradictions are fundamental.
That does not mean that they are insuperable. But it does mean that
you cannot identify with any one of those texts without at one and
the same time detaching yourself from another one. Such contradictions
cannot be overcome by logic, but only by history and time.
Third, and most important, core texts draw a clear distinction
between being a human being and being a member of society. All of
them make that distinction, though in many different ways: explicitly,
implicitly, by theoretical analysis, or by poetic representation,
for example. I believe that it is precisely the clarity with which
they make that distinction that earns them the epithet "great".
Their greatness does not rest on whatever particular body of rules
or doctrines they may happen to set forth for whatever society in
whatever fashion. It rests on the modesty with which they admit
the likelihood that any particular system of rules will go the way
of all temporal things. It rests on their conviction that the moral
life requires not only rules that need to be obeyed but also the
freedom to decide when those rules need to be changed -- a freedom
that is impossible to identify with any particular system of rules
because it is defined as the freedom from all particular systems
of rules. It rests, in short, on the constancy with which they insist
that human life is impossible to reduce to any particular system
of rules.
Take Plato's Republic, for example. The whole book is about the
irreducible tension between the individual and society, between
truth and convention, philosophy and politics, nature and culture,
what people happen to think and what is actually the case -- and
it concludes that justice transcends all calculation, never mind
that Plato tried, but failed, to prove himself wrong with his Sicilian
experiment in statecraft. Take Aristotle. Aristotle, good professor
that he was, made the distinction between good citizens and good
human beings an explicit point of analysis, maintaining that the
goodness of a citizen depends on a particular system of rules while
the goodness of a human being does not.9
Take Homer. Who is Achilles, if not the hero who failed because
he identified too closely with the rules of a particular game? Achilles
was perfectly entitled to insist on his rights. He had, after all,
suffered a real slight at the hands of Agamemnon. But he should
have been able to stand above the game. There is only one moment
when he does, namely, when Priam asks him for the body of Hector.
Even Achilles recognizes that death puts an end to the game. But
apart from that Achilles plays the game with a vengeance (note how
accurately the idiom captures the problem). That is what caused
his famous wrath. It is the wrath of the man who fails to recognize
that he is wrong to insist on his rights. That is what the story
of Achilles is about. Foreign wars, civil wars, and fights between
siblings start like that. And that is why Achilles has to die. Odysseus,
on the other hand, may live because standing above the rules is
what he does best. Just think how he handles the Sirens! Hence he
not only survives, but achieves victory in the end.
It is often said that core texts contain a heritage of great value.
That is true, but it is misleading unless you add that the heritage
is so valuable because it transcends agreement and disagreement.
You cannot agree with it, and yet you cannot dismiss it either.
It is often said that the great books are great because they are
the foundations of everything.10 I would beg to differ. Great books
are great because they throw serious doubt on the foundations of
everything, including each other. I do not mean casual doubt. I
mean real doubt, the kind of doubt that you cannot pass over, but
that throws you into conflict with yourself and obliges you to make
peace with yourself by taking stock of what you really believe.
I do not know of a single great book that does not raise more questions
than it answers, and that does not do as much to overturn basic
convictions as it may do to confirm them. That is perhaps their
single most important quality. It forces students to recognize that
in fact they do believe in certain rules, even though these rules
are neither self-evident nor immutable. Hence it sets them on the
road to understanding that convictions we consider to be self-evidently
true and right will one day, most likely sooner rather than later,
appear to be just as profoundly shocking as some parts of, say,
the Bible, Homer, or Plato already seem to us today.
Reading great books thus is no guarantee for stability. Quite the
contrary, reading such books is a means of promoting change. Change
is irresistible anyway. The question how to escape from change is
very much besides the point, if only for the simple reason that
everyone of us will sooner or later pass away. The real question
is about the pace and amplitude of change. Some people think that
change can be slowed down and perhaps even reversed by insisting
on the rules that are found in great books. I am convinced that
such people are deluding themselves. Insisting on the rules, far
from preventing change, only makes change more violent. And I can
think of no better evidence to demonstrate the truth of that proposition
than the very history of Western Civilization that is so often called
upon to prove the opposite. Which civilization has placed more of
its collective pedagogical energy on the mastery of classical texts?
Which civilization has produced social change at a more rapid pace?
And which civilization has amplified the scope and bitterness of
conflict about the rules to a greater height? Why, then, would anybody
think that a canon of great books could be a means of preventing
change? I believe that there is no more powerful solvent of social
stability than intellectual mastery of the very rules on which society
appears to rest.11 If you want to slow the pace of social change,
my advice to you would be: stop teaching!
There are many other matters I wish I could address. I would have
liked to have spoken about the question whether there are not perhaps
some rules that never change (I believe the categorical imperative
is such a rule), about the circumstances that produce great books
(rapid social change), about different types of change in the tradition
(from oral to literate societies, from one textual tradition to
another), about the character of people who write great books (a
keen talent for rules, a keen suffering from change), about the
canon ("canon" being nothing but the Greek word for "rule"),
about the core curriculum at the University of Chicago, about specialization
and the decline of liberal education, and about the fact that "amateur"
is not a dirty word, especially not in liberal education -- but
there is no time.
Let me therefore return to the few lines from Macaulay that I quoted
at the beginning. Let me remind you what he said: "It is now
time for us to pay a decent, a rational, a manly reverence to our
ancestors, not by superstitiously adhering to what they, in other
circumstances, did, but by doing what they, in our circumstances,
would have done." I hope it is now clear to you why I thought
those words were suitable to start this lecture. They encapsulate
the central point that I have tried to make. And if Macaulay were
alive today, I believe he would refrain from superstitiously repeating
Macaulay of a hundred-sixty years ago. He would remove the little
word "manly" from the phrase "a decent, a rational,
a manly reverence to our ancestors." I doubt that a hundred-sixty
years ago a lot of people even noticed the implication that only
men, not women, are capable of such decent and rational reverence.
And most of those who did may well have thought that it was unexceptionable.
In our circumstances, however, people are likely both to notice
the implication and to find it objectionable.12 Hence Macaulay's
words can no longer be repeated without change to the effect that
he intended.
Let me amplify the point in closing by quoting a passage from Saint
Augustine's Confessions that embodies the identical idea, even though
it was written in a totally different context more than a thousand
years earlier. Speaking of the relationship between social rules
and true justice, and his own failure to understand that relationship
before the time of his conversion, Augustine wrote:
I knew nothing of the true underlying justice which judges, not
according to convention, but according to the truly equitable law
of Almighty God. This is the law by which each age and place forms
rules of conduct best suited to itself, although the law itself
is always and everywhere the same and does not differ from place
to place or from age to age. I did not see that by the sanction
of this law Abraham and Isaac, Jacob, Moses, David, and the others
whom God praised were just men, although they have been reckoned
sinners by men who are not qualified to judge, for they try them
by human standards and assess all the rights and wrongs of the human
race by the measure of their own customs.13
With these words Augustine defines the relationship between texts,
society, and time with a clarity that has only rarely been echoed
and never been surpassed. He identifies the rules; he acknowledges
that the rules contradict each other; he maintains that it is wrong
to base one's judgment merely on such contradictions because conventional
rules must be distinguished from true justice; he insists (and this
deserves special notice) that even contradictory rules can flow
from the same justice; he concludes that people who obey contradictory
rules can be equally good human beings; and he warns against identifying
with the rules so closely as to overlook the continuity that extends
over time and the faith that unites Jews and Christians.
And yet that admirable clarity was not enough. The very same Saint
Augustine who realized how wrong it is to judge some other human
beings by the custom of your time and place is well known for having
done just that when he provided perhaps the single most important
justification for subjugating heretics by force.14 And in the chapter
immediately following the quotation I have just given you he condemns
what he calls crimes against nature with an assurance leaving little
doubt that at bottom he was no more able than any other human being
to discern what he called "the true underlying justice"
amidst mere conventions.
As far as I am concerned, that simply proves that none of us, enemies
or friends, moderns or ancients, barbarians or Greeks, Jews or Christians,
women or men, children or parents, now or in the future, here or
elsewhere have any choice but to judge by our custom. But it proves
as well that we have no right to judge by our custom unless we accept
responsibility for doing so -- accept, that is to say, the obligation
to reflect on our custom and be prepared to change it when justice
says we must.15 That, it seems to me, is the chief lesson to be
learned from studying great books.
Notes
1 This is a revised version of a lecture given at the second annual
conference of the Association for Core Texts and Courses in Philadelphia
in April 1996. I have changed a few phrases and added a few references,
but on the whole I thought it best to keep the text as close as
possible to the form in which I actually delivered it. I would like
to thank Stephen Zelnick and J. Scott Lee for their invitation to
speak to ACTC, and the audience for its gracious response. I would
especially like to thank Jane Calvert for her help in getting this
lecture into shape, and Bob Rosen for suggesting a few felicitous
changes.
2 Thomas Babington Macaulay, "Speech on Parliamentary Reform
(2 March 1831)," in: Jan Goldstein and John W. Boyer, eds.
Nineteenth-Century Europe: Liberalism and Its Critics, University
of Chicago Readings in Western Civilization, vol. 8 (Chicago: University
of Chicago Press, 1988) pp. 41-54, here p. 47. The speech was given
during the parliamentary debates leading to the great reform of
1832 by which the electorate of the United Kingdom was increased
from less than 500,000 to more than 800,000.
3 There is something bogus about all labels, but especially about
labels like "core texts", "great books", "the
classics", and so on. After all, if there is anything that
typifies "great books", it is that they are original,
and they could hardly be original if they were all alike. Labeling
them, however, even if it refers to a praiseworthy quality such
as their "greatness", implies that in fact they are all
alike. Labeling thus is just about the greatest injustice one can
do them. It is strange to see how regularly some of their most outspoken
partisans do not hesitate to inflict upon them an indignity so contrary
to their spirit.
4 Thus George Will, Newsweek, April 1, 1996, p. 78. Given the date
of publication, one might suspect an April fool's joke, were George
Will not so unlikely to make light of baseball. It is a more serious
question whether the origin of the rules of baseball really can
be so closely identified with a specific person, time, and place.
On that, see note 6 below.
5 In the original version of this lecture, I wrote "sixth-inning
stretches." As I was writing, I wondered, were the stretches
sixth-inning or seventh-inning? I couldn't remember. I was tired.
My reference works failed miserably. Never mind. The audience would
spot the mistake, if there was one, and point it out to this naturalized
immigrant still only barely conversant with such elementary facts
of life, and the immigrant would then be able to use his ignorance
as grist for the mills of his lecture. The audience did spot the
mistake, as I found out later on, but correct it they did not. I
had not reckoned with American politeness. One little example of
confusion over rules.
6 Actually the difference between baseball and society is hardly
as stark as I am making it out to be. The rules of baseball have
changed over time, and at least in part they have changed as a result
of players' changing practices. Again, as noted above, the origin
of the rules of baseball is not nearly as clear as we may think.
And who knows, perhaps you can even be born a batter. The difference
between baseball and society might thus be a matter of degree after
all, not a matter of principle. For the sake of clarity I decided
not to pursue this question here. But it is worth stressing that
the clarity is deceptive, which is to say: logically sound, but
historically misleading.
7 See, respectively, Plato, Republic, 457c-d; Aristotle, Politics,
1254a-1255b; Paul's Letter to the Romans, 14:14; Exodus 32:29 (quoted
from the New English Bible, Oxford Study edition).
8 They are even more shocked when they read what Heloise, by common
consent one of the most deeply learned and highly respected abbesses
of twelfth-century Europe, wrote to Abbot Abelard about love and
marriage: "God is my witness that if Augustus, Emperor of the
whole world, thought fit to honour me with marriage and conferred
all the earth on me to possess for ever, it would be dearer and
more honourable to me to be called not his Empress but your whore."
See "Letter of Heloise to Abelard (1130s)," in: Julius
Kirshner and Karl F. Morrison, eds. Medieval Europe, University
of Chicago Readings in Western Civilization, vol. 4 (Chicago: University
of Chicago Press, 1986), pp. 219-22, here p. 220. Examples are easy
to multiply.
9 Aristotle, Politics, 1276b-1277b. Admittedly that statement is
too simple to capture the complexity of Aristotle's analysis, especially
since it seems to me that Aristotle waffled.
10 I am quoting a statement by one of my students, who was exceptional
only in the clarity with which he proffered one of the common justifications
for reading great books, not in the naivet=E9 of his belief.
11 I am well aware that the example of China may be invoked as
evidence that the study of classics can foster the long-term stability
of a society. I am no expert on China, but I would venture the following
points in response. First, the notion that China did not change
over time is surely a myth. Having studied similar myths in other
areas of the world, I would be more than surprised if China did
not change far more deeply, rapidly, and frequently than the myth
allows. Here, too, the question is not about change per se, but
about the pace and amplitude of change. Perhaps it could even be
argued that the pace of change in China is really not at all slower
than that of Europe. Second, assuming that there is a real difference
in the pace of change between China and Europe, I wonder if Chinese
classics were mastered in the same way in China as European classics
were in Europe. Perhaps a case can be made that they were not. If
I were to try and make it, I would look at the role of alphabetic
writing, the grammatical structure of subject and predicate, the
binary logic that is associated with such predication, and the social
function of the learned classes that made the study of the classics
their special endeavor as clues for the reasons why Europeans, over
and over again in their history, broke with the very textual tradition
on whose mastery they insisted, while the Chinese (apparently) did
not. China and Europe may both have had canons of classic texts.
But did they use them the same way? I doubt it.
12 Unless, perchance, they find reverence to our ancestors objectionable
in principle, on the grounds that such reverence is irrational and
indecent by definition, regardless of whether it is paid by men,
women, or children.
13 Confessions, 3.7, quoted from the translation by R. S. Pine-Coffin
(Harmondsworth: Penguin Books, 1961) p. 63.
14 I am referring to his use of Luke 14:15-24, which became one
of the cornerstones of the intellectual and moral edifice supporting
the inquisition in medieval and early modern times. For details
see, e. g., Edward Peters, Inquisition (Berkeley: University of
California Press, 1988) p. 28.
15 This is not the place to explain how such a thing could be possible,
given everything I have argued. Let me just say that I think it
is possible because the categorical imperative commands an absolute
duty to do no particular thing.
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